Duties and Responsibilities.
- Conduct periodic financial internal compliance reviews and investigations to ensure adherence to compliance procedures.
- Assess compliance and operational risks, contributing to developing risk management strategies.
- Identify and escalate compliance issues that require follow-up or further investigation.
- Assist in designing and updating financial compliance policies and procedures in coordination with the Compliance Manager.
- Maintain documentation of compliance activities and ensure proper record-keeping.
- Assist the Compliance Manager in implementing financial compliance programs and ensuring alignment with new laws and regulations.
- Assist in monitoring and assessing compliance systems to ensure their effectiveness.
- Verify that all financial policies and procedures are properly documented and communicated within the organization.